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Base Effects on the Thermal Decomposition of Sec-butyllithium Solutions

Description: The pyrolysis of sec-butyllithium in solution was studied in an attempt to understand the loss of stereo-specificity and the atypical kinetics that have been reported. Additionally, the effect of added lithium alkoxides was studied to determine their effects on the highly reactive sec-butyllithium substrate.
Date: June 1966
Creator: Adams, George Michael
Item Type: Refine your search to only Thesis or Dissertation
Partner: UNT Libraries

Novel Algorithms and Hardware Architectures for Computational Subsystems Used in Cryptography and Error Correction Coding

Description: A modified, single error-correcting, and double error detecting Hamming code, hereafter referred to as modified SEC-DED Hamming code, is proposed in this research. The code requires fewer logic gates to implement than the SEC-DED Hamming code. Also, unlike the popular Hsiao's code, the proposed code can determine the error in the received word from its syndrome location in the parity check matrix. A detailed analysis of the area and power utilization by the encoder and decoder circuits of the m… more
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Date: August 2022
Creator: Chakraborty, Anirban
Item Type: Refine your search to only Thesis or Dissertation
Partner: UNT Libraries
open access

SEC Operations: Oversight of Mutual Fund Industry Presents Management Challenges

Description: Testimony issued by the General Accounting Office with an abstract that begins "Having grown to over $7.5 trillion in assets, mutual funds have become vital components of the financial security of more than 95 million American investors. However, in 2003, various allegations of misconduct and abusive practices involving mutual funds came to light. Therefore, ensuring that the Securities and Exchange Commission (SEC), which has primary oversight of the mutual fund industry, has the necessary res… more
Date: April 20, 2004
Creator: United States. General Accounting Office.
Item Type: Refine your search to only Text
Partner: UNT Libraries Government Documents Department
open access

Conceptual Design Report Cask Loadout Sys and Cask Drop Redesign for the Immersion Pail Support Structure and Operator Interface Platform at 105 K West

Description: This conceptual design report documents the redesign of the IPSS and the OIP in the 105 KW Basin south loadout pit due to a postulated cask drop accident, as part of Project A.5/A.6, Canister Transfer Facility Modifications. Project A.5/A.6 involves facility modifications needed to transfer fuel from the basin into the cask-MCO. The function of the IPSS is to suspend, guide, and position the immersion pail. The immersion pail protects the cask-MCO from contamination by basin water and acts as a… more
Date: July 12, 1999
Creator: Langevin, A. S.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
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SEC and CFTC: Most Fines Collected, but Improvements Needed in the Use of Treasury's Collection Service

Description: A letter report issued by the General Accounting Office with an abstract that begins "Fines are one way for regulators to sanction those who violate securities and futures industry rules. However, for fines to be effective, regulators must collect them. This report reviews fine collection by the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), and nine exchanges and industry associations that act as self-regulatory organizations (SRO) in the securities … more
Date: July 13, 2001
Creator: United States. General Accounting Office.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
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CFTC and SEC: Issues Related to the Shad-Johnson Jurisdictional Accord

Description: A letter report issued by the General Accounting Office with an abstract that begins "Pursuant to a congressional request, GAO reviewed the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) and the issues the two have in relation to the Shad-Johnson Jurisdictional Accord, focusing on: (1) the extent to which U.S. securities, foreign futures, and over-the-counter (OTC) markets trade stock-based derivatives that are economically similar to the futures pr… more
Date: April 6, 2000
Creator: United States. General Accounting Office.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

SEC and CFTC Penalties: Continued Progress Made in Collection Efforts, but Greater SEC Management Attention Is Needed

Description: A letter report issued by the Government Accountability Office with an abstract that begins "The Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) impose penalties, disgorgements, and restitution on proven and alleged violators of the securities and futures laws, respectively. GAO has issued a number of previous reports on agency collection efforts and made numerous recommendations for improvement. This report follows up on open issues from the previous re… more
Date: August 31, 2005
Creator: United States. Government Accountability Office.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Evaluating the Impact of Securities Regulation on Venture Capital Markets

Description: Report providing a detailed and analytical assessment of the economic techniques used by researchers to evaluate the efficiency of capital markets. The application of these techniques to that portion of the capital market which supplies venture funds to small, technology-based firms is emphasized. The primary elements of such analysis are the "efficient market ' hypothesis" and the "capital asset pricing model." The empirical analogue of the latter is commonly referred to as the market model."
Date: June 1980
Creator: Barth, James R.; Cordes, Joseph J. & Tassey, Gregory
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
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SEC Operations: Increased Workload Creates Challenges

Description: A letter report issued by the General Accounting Office with an abstract that begins "The Securities and Exchange Commission (SEC) faces growing regulatory and oversight challenges. Technological advances have increased the complexity of securities markets and the range of products offered to the public. More people than ever are invested in securities, either directly or through mutual funds. Technology has also fundamentally changed the way these markets operate and how investors interact wit… more
Date: March 5, 2002
Creator: United States. General Accounting Office.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

SEC Operations: Implications of Alternative Funding Structures

Description: A letter report issued by the General Accounting Office with an abstract that begins "GAO studied the implications of converting the Securities and Exchange Commission (SEC) to a self-funded entity. Congress has created a range of self-funding structures, or other sources of funding, other than appropriations for the Department of the Treasury's general fund. The variations among these agencies depend on how and when Congress makes the fees available to an agency and how much flexibility Congre… more
Date: July 16, 2002
Creator: United States. General Accounting Office.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

SEC and CFTC Fines Follow-Up: Collection Programs Are Improving, but Further Steps Are Warranted

Description: A letter report issued by the General Accounting Office with an abstract that begins "Collecting fines ordered for violations of securities and futures laws helps ensure that violators are held accountable for their offenses and may also deter future violations. The requesters asked GAO to evaluate the actions the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have taken to address earlier recommendations for improving their collection programs. The com… more
Date: July 15, 2003
Creator: United States. General Accounting Office.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

SEC Enforcement: More Actions Needed to Improve Oversight of Disgorgement Collections

Description: A letter report issued by the General Accounting Office with an abstract that begins "Every year investors lose money to individuals and corporations that violate federal securities laws. One mission of the Securities and Exchange Commission (SEC) is to deter such violations and return lost funds to investors. SEC's primary tool is the disgorgement order, which requires violators to give up money obtained through securities law violations. In order for disgorgement to succeed, SEC must have an … more
Date: July 12, 2002
Creator: United States. General Accounting Office.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

SEC Mutual Fund Oversight: Positive Actions Are Being Taken, but Regulatory Challenges Remain

Description: Testimony issued by the Government Accountability Office with an abstract that begins "Trading abuses--including market timing and late trading violations--uncovered among some of the most well-known companies in the mutual fund industry permitted favored customers to profit at the expense of long-term shareholders. Questions have also been raised as to why the New York State Office of the Attorney General identified the trading abuses in September 2003 before the industry's primary regulator: … more
Date: June 7, 2005
Creator: United States. Government Accountability Office.
Item Type: Refine your search to only Text
Partner: UNT Libraries Government Documents Department
open access

SEC Conflict Minerals Rule: Information on Responsible Sourcing and Companies Affected

Description: A letter report issued by the Government Accountability Office with an abstract that begins "Stakeholder-developed initiatives may facilitate companies' compliance with the Securities and Exchange Commission's (SEC) final conflict minerals rule, but other factors may affect the rule's impact on reducing benefits to armed groups in the Democratic Republic of the Congo (DRC) and neighboring countries. Agency and industry officials as well as representatives from international organizations and no… more
Date: July 18, 2013
Creator: United States. Government Accountability Office.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Financial Risk: An Overview of Market and Policy Considerations

Description: This report sets out a framework for considering the issue of financial risk and its regulation. First, basic concepts and the state of the art in private risk management are discussed. Then, scenarios for financial crises that may require government intervention are explored. The next section deals with the development and the shortcomings of tools available to regulators to prevent or cope with crises. The report ends with an analysis of current trends in financial markets and their implicati… more
Date: June 28, 2001
Creator: Jickling, Mark
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

[News Script: Six Flags]

Description: Script from the WBAP-TV/NBC station in Fort Worth, Texas, relating a news story.
Date: April 11, 1969, 10:00 p.m.
Creator: WBAP-TV (Television station : Fort Worth, Tex.)
Item Type: Refine your search to only Script
Partner: UNT Libraries Special Collections
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