Department of Labor's 2016 Fiduciary Rule: Background and Issues
Description:
This report discusses fiduciary standard with respect to his or her advice, an individual had to, which include: (1) make recommendations on investing in, purchasing, or selling securities or other property, or give advice as to the value (2) on a regular basis (3) pursuant to a mutual understanding that the advice (4) will serve as a primary basis for investment decisions, and (5) will be individualized to the particular needs of the plan regarding such matters as, among other things, investme…
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Date:
July 3, 2017
Creator:
Topoleski, John J. & Shorter, Gary
Item Type:
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Report
Partner:
UNT Libraries Government Documents Department