Financial Market Preparedness: Significant Progress Has Been Made, but Pandemic Planning and Other Challenges Remain Page: 3 of 54
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Contents
Letter
Results in Brief
Background
Financial Market Organizations Have Significantly Improved Their
Ability to Withstand Physical Disasters, Although Pandemic
Planning Remains Challenging
Although Addressing Telecommunications Vulnerabilities Remains
Challenging, Efforts to Improve the Resiliency of the Financial
Markets Are Continuing
Financial Market Regulators Have Acted to Improve the Readiness
of the Financial Sector and Plan to Address Remaining
Challenges
Conclusions
Recommendation for Executive Action
Agency Comments and Our EvaluationAppendix I Objectives, Scope, and Methodology 44
Appendix II Comments from the Federal Reserve, the Comptroller
of the Currency, and the Securities and Exchange
Commission 47Appendix III
GAO Contact and Staff Acknowledgments
GAO-07-399 Financial Market Preparedness
Page i
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United States. Government Accountability Office. Financial Market Preparedness: Significant Progress Has Been Made, but Pandemic Planning and Other Challenges Remain, report, March 29, 2007; Washington D.C.. (https://digital.library.unt.edu/ark:/67531/metadc302514/m1/3/: accessed April 19, 2024), University of North Texas Libraries, UNT Digital Library, https://digital.library.unt.edu; crediting UNT Libraries Government Documents Department.