Foreign Corrupt Practices Act (FCPA): Congressional Interest and Executive Enforcement

Foreign Corrupt Practices Act (FCPA): Congressional Interest and Executive Enforcement

Date: October 21, 2010
Creator: Seitzinger, Michael V.
Description: This report briefly discusses the Foreign Corrupt Practice Act of 1977 (FCPA), which was intended to prevent corporate bribery of foreign officials. Criticisms of the act's operation and scope began almost immediately after its passage and have continued. This report discusses these criticisms.
Contributing Partner: UNT Libraries Government Documents Department
Foreign Investment in the United States: Major Federal Statutory Restrictions

Foreign Investment in the United States: Major Federal Statutory Restrictions

Date: June 7, 2013
Creator: Seitzinger, Michael V.
Description: Report that takes a look at some of the major federal statutes which presently restrict investment by foreigners.
Contributing Partner: UNT Libraries Government Documents Department
The Dodd-Frank Wall Street Reform and Consumer Protection Act: Executive Compensation

The Dodd-Frank Wall Street Reform and Consumer Protection Act: Executive Compensation

Date: November 9, 2010
Creator: Seitzinger, Michael V.
Description: This report discusses the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173), which was implemented as part of financial regulatory reform initiatives undertaken by Congress in light of the recent global economic crisis. The legislation focuses on executive compensation.
Contributing Partner: UNT Libraries Government Documents Department
Securities Fraud Class Action Certification: Halliburton Co. v. Erica P. John Fund, Inc.

Securities Fraud Class Action Certification: Halliburton Co. v. Erica P. John Fund, Inc.

Date: August 15, 2014
Creator: Seitzinger, Michael V.
Description: This report discusses requirements for securities fraud class action certification. The report also specifically examines each of the decisions made in the Halliburton cases, which proceeded through two complete rounds in federal district court, court of appeals, and the Supreme Court.
Contributing Partner: UNT Libraries Government Documents Department
Authority of the Federal Energy Regulatory Commission to Fix Electricity Rates and Charges and to Require Refund Payments by a Public Utility

Authority of the Federal Energy Regulatory Commission to Fix Electricity Rates and Charges and to Require Refund Payments by a Public Utility

Date: January 9, 2001
Creator: Seitzinger, Michael V
Description: Sections 205 and 206 of the Federal Power Act concern rates and charges collected by a public utility in transmitting or selling electric energy in interstate commerce. These rates and charges are required to be just and reasonable. States retain jurisdiction over facilities for generation, distribution, or transmission of electric energy in intrastate commerce. The Commission has the authority to determine that an existing rate is unjust or unreasonable and set a new rate. In certain situations Federal Energy Regulatory Commission (FERC) may have authority to refund amounts paid in excess of just and reasonable rates. Case law is useful in determining when such a situation may exist.
Contributing Partner: UNT Libraries Government Documents Department
Federal and State Authority to Regulate Radioactive Waste Disposal and Transportation

Federal and State Authority to Regulate Radioactive Waste Disposal and Transportation

Date: May 11, 1982
Creator: Seitzinger, Michael V
Description: None
Contributing Partner: UNT Libraries Government Documents Department
Uniform Standards in Private Securities Litigation: Limitations on Shareholder Lawsuits

Uniform Standards in Private Securities Litigation: Limitations on Shareholder Lawsuits

Date: May 20, 1998
Creator: Seitzinger, Michael V
Description: None
Contributing Partner: UNT Libraries Government Documents Department
Federal Securities Law: Insider Trading

Federal Securities Law: Insider Trading

Date: January 30, 2002
Creator: Seitzinger, Michael V
Description: None
Contributing Partner: UNT Libraries Government Documents Department
Conducting Foreign Relations Without Authority: The Logan Act

Conducting Foreign Relations Without Authority: The Logan Act

Date: February 1, 2006
Creator: Seitzinger, Michael V
Description: The Logan Act was intended to prohibit United States citizens without authority from interfering in relations between the United States and foreign governments. There appear to have been no prosecutions under the Act in its more than 200 year history. However, there have been a number of judicial references to the Act, and it is not uncommon for it to be used as a point of challenge concerning dealings with foreign officials. Although attempts have been made to repeal the Act, it remains law and at least a potential sanction to be used against anyone who without authority interferes in the foreign relations of the United States.
Contributing Partner: UNT Libraries Government Documents Department
Credit Rating Agencies: Current Federal Oversight and Congressional Concerns

Credit Rating Agencies: Current Federal Oversight and Congressional Concerns

Date: August 1, 2005
Creator: Seitzinger, Michael V
Description: Credit rating agencies rate the creditworthiness of public companies so that the public will have an objective opinion as to the risk of investment. These ratings have become an important component of the financial reputation of a rated company. However, especially since the bankruptcies of Enron and WorldCom, whose debt had been rated investment grade, there has been concern that perhaps credit rating agencies should be regulated.
Contributing Partner: UNT Libraries Government Documents Department
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