47 Matching Results

Search Results

Results: 1 - 24 next
open access

Annuities and the Securities and Exchange Commission Proposed Rule 151A

Description: The Securities and Exchange Commission (SEC) recently released a proposed rule that would effectively reclassify equity indexed annuities as a security product in addition to being an insurance product. This report presents the different types of annuities, explains the taxation of annuities, and disentangles the federal and state roles in the regulation of annuities. It outlines the proposed SEC rule and its current status.
Date: October 22, 2008
Creator: Webel, Baird
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Auction-Rate Securities

Description: This report discusses auction-rate securities (ARSs), which most are long-term bonds, although some ARS are structured as preferred shares and so have no maturities.
Date: July 17, 2012
Creator: Austin, D. Andrew
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Auction-Rate Securities

Description: This report discusses auction-rate securities (ARSs), which most are long-term bonds, although some ARS are structured as preferred shares and so have no maturities.
Date: September 17, 2008
Creator: Austin, D. Andrew
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Capital Markets, Securities Offerings, and Related Policy Issues

Description: This report analyzes legislative proposals that would generally affect the terms and amounts of capital provided to companies by investors. It analyzes a number of current legislative proposals and agency actions to expand both public and private securities offerings through amendments to program design, investor access, and disclosure requirements, among other provisions.
Date: June 8, 2018
Creator: Su, Eva
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Capital Markets, Securities Offerings, and Related Policy Issues

Description: This report analyzes legislative proposals that would generally affect the terms and amounts of capital provided to companies by investors. It analyzes a number of current legislative proposals and agency actions to expand both public and private securities offerings through amendments to program design, investor access, and disclosure requirements, among other provisions.
Date: July 26, 2018
Creator: Su, Eva
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Central America Regional Security Initiative: Background and Policy Issues for Congress

Description: This report examines the extent of the security problems in Central America, the efforts undertaken by Central government to address them, and U.S. support for Central American efforts through the Central America Regional Security Initiative.
Date: February 21, 2012
Creator: Meyer, Peter J. & Seelke, Clare Ribando
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Central Asia’s Security: Issues and Implications for U.S. Interests

Description: This report discusses the Central Asian States that faces common security challenges from crime, corruption, terrorism, and faltering commitments to economic and democratic reforms. It also points out the internal political developments in several bordering or close-by states that may have a large impact on Central Asian Security.
Date: January 7, 2005
Creator: Nichol, Jim
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Chemical Facility Security

Description: This report addresses the concerns related to chemical facility security. The contents include the risk of terrorism at chemical facilities, federal requirements, policy options, and key issues.
Date: December 15, 2006
Creator: Schierow, Linda-Jo
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Chemical Facility Security: Issues and Options for the 113th Congress

Description: The report discusses how the department of homeland security (DHS) has statutory authority to regulate chemical facilities for security purposes. It also points out the funding and infrastructure and workforce capabilities, transparency and personnel surety.
Date: November 7, 2014
Creator: Shea, Dana A.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

The Cost of Government Financial Interventions, Past and Present

Description: The results of previous government financial interventions are summarized in this report. In response to ongoing financial turmoil that began in the subprime mortgage-backed securities market, the federal government has intervened with private corporations on a large scale and in an ad hoc manner three times from the beginning of 2008 through September 19, 2008.
Date: January 8, 2009
Creator: Webel, Baird; Labonte, Marc & Weiss, N. E.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

The Cost of Government Financial Interventions, Past and Present

Description: In response to ongoing financial turmoil that began in the subprime mortgage-backed securities market, the federal government has intervened with private corporations on a large scale and in an ad hoc manner three times from the beginning of 2008 through September 19, 2008. These interventions have prompted questions regarding the taxpayer costs and the sources of funding. The federal government may or may not end up seeing a positive fiscal contribution from the recent interventions. The resul… more
Date: September 23, 2008
Creator: Webel, Baird; Weiss, N. Eric & Labonte, Marc
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Cybersecurity

Description: This report details the information related to cybersecurity, its factors, legislative issues, and long-term challenges.
Date: March 23, 2015
Creator: Fischer, Eric A. & Theohary, Catherine A.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Data Security: Federal Legislative Approaches

Description: This report discusses the core areas addressed in federal legislation, including the scope of coverage,data privacy and security safeguards for sensitive personal information,requirements for security breach notification, restrictions on social security numbers,credit freezes on consumer reports,identify theft penalties, causes of action and preemption.
Date: January 25, 2007
Creator: Stevens, Gina Marie
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

The Dodd-Frank Wall Street Reform and Consumer Protection Act: Title VII, Derivatives

Description: This report describes some of the requirements placed on the derivatives market by the Dodd-Frank Act, which provides exceptions to the clearing and trading requirements for commercial end-users, or firms that use derivatives to hedge the risks of their nonfinancial business operations.
Date: November 6, 2012
Creator: Miller, Rena S. & Ruane, Kathleen Ann
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

The Emergency Economic Stabilization Act's Insurance for Troubled Assets

Description: Many observers trace the root cause of recent instability in financial markets to uncertainty surrounding the value of widely held securities that are based on mortgages and mortgage-related assets. The introduction of the Emergency Economic Stabilization Act of 2008 (EESA) was designed to address said financial instability through a variety of measures, including an insurance program for "troubled assets." This report briefly summarizes and analyzes the insurance program contained in the enact… more
Date: October 8, 2008
Creator: Webel, Baird
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
open access

Federal Securities Law: Insider Trading

Description: Insider trading in securities may occur when a person in possession of material nonpublic information about a company trades in the company's securities and makes a profit or avoids a loss. This report discusses various regulations regarding insider trading violations.
Date: June 18, 2015
Creator: Seitzinger, Michael V.
Item Type: Refine your search to only Report
Partner: UNT Libraries Government Documents Department
Back to Top of Screen