Banking and Securities Regulation and Agency Enforcement Authorities
Description:
The federal bank regulatory agencies — the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve System, and the Office of Thrift Supervision — have extensive authority to enforce various legal and regulatory standards with respect to the banking institutions that they supervise. Similarly, the Securities and Exchange Commission (SEC) has a wide range of tools to enforce the securities laws. This report provides a bri…
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Date:
January 17, 2006
Creator:
Jackson, William D.; Jickling, Mark; Shorter, Gary; Murphy, M. Maureen & Seitzinger, Michael V.
Item Type:
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Report
Partner:
UNT Libraries Government Documents Department